Regulatory Risk Management and Compliance
About the Group
The Banking and Financial Services Department has always advised Irish and international banks and financial services companies on regulatory matters. We have advised on matters ranging from the regulatory aspects of the transfer of a banking business to data protection and dealings with the Irish Financial Services Regulatory Authority. In response to an increased demand from clients for advice and assistance on matters relating to risk management and compliance, we have established a dedicated regulatory risk management and compliance advisory practice. Formerly the Managing Director of a leading international Financial Services Centre Administration company, Joe Beashel is the partner heading up this practice.
Click here to access our Regulatory Risk Management and Compliance brochure
Services include:
- Conducting reviews of existing processes and procedures on an impartial basis, to give internal audit, legal and compliance teams, senior mangers and boards of directors assurance that business lines meet legal & regulatory requirements and the Financial Regulator's expectations
- Advising legal and compliance teams, internal audit functions, senior managers and boards of directors on the practical impact of new regulatory developments and providing impartial third party assurance that new regulatory requirements are adopted effectively.
Providing practical advice and assistance when regulatory issues do arise - Assisting clients to obtain authorisation from the Financial Regulator for all categories of authorisation including banks, investment firms, retail credit firms, money transmitters and others
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